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On the Possibility of Presidential Self-Pardoning

image of Alexander Hamilton aside crown on ten dollar bill

It will have taken 247 years to come up, but next year’s President of the United States may present a unique political problem: There’s a chance that the person elected president will have been convicted by then of one of the ninety-one crimes with which they have been charged. But the Constitution, in enumerating the powers of the presidency, states that “The President shall have Power to grant Reprieves and Pardons for Offenses against the United States, except in Cases of impeachment” (Article II, Section 2, Clause 1). Which raises the question: does the president have the power to pardon himself?

Textualism is a version of what philosophers call “positivism.” Positivists believe that the law is just a set of rules and that judges should keep as close to the letter of those rules as possible. Only where the law “runs out” – where there’s a need for a legal finding, but not enough textual evidence to support any particular one – should we settle for the subjective opinion of the judge.

The main textualist argument supporting the president pardoning himself is that nothing says he can’t. Absent any direct textual evidence against the self-pardon, there’s no basis for preventing it. But even if we stick to the text and confine ourselves to the strict meaning of the word “pardon,” can a person really pardon themself? Normally, you ask, or even beg, another for pardon. Just as you can’t “bequeath” to yourself, or “endow” yourself, or “bestow” something upon yourself, in ordinary English, “pardoning” is not something you can do to yourself.

This interpretation, then, seems to frustrate linguistic convention, but maybe there’s an argument to be made regarding original intention. Perhaps, we need to go beyond the text and ask about the history and intended purpose of the presidential pardon. This is “originalism.”

Here’s some history. The Founders were concerned with limiting the president’s power and ensuring those powers couldn’t be abused in self-serving ways. There wasn’t an explicit debate about self-pardons during the Constitutional Convention, but there was a debate about whether there should be an explicit treason exemption. Edmund Randolph said pardon authority in such cases “was too great a trust” since the president “may himself be guilty,” and George Mason said that the president might “frequently pardon crimes advised by himself.” Alexander Hamilton responded that the exception for impeachment was already sufficient to prevent the abuse of the power by self-pardon, because any crime committed by the president would result in an impeachment, which a self-pardon could not overturn. In other words, no one favored self-pardoning, but Hamilton thought the impeachment clause would be enough to prevent it.

Part of our legal trouble, however, is that we simply have too much history. You can always find some historical evidence to support whatever position you like. James Madison alone left us over six hundred pages of notes from the Constitutional Convention. More recently, originalist Samuel Alito cited an English common-law text from the twelfth century to support his opinion in Dobbs v Jackson. Imagine the number of pages of primary texts available on any legal question since the twelfth century.

This originalist approach is inherently conservative since it promotes the idea that we should interpret the Constitution exactly the way people would have 250 years ago. (In the Colonies, at that time, adultery was punished by a fine and a public whipping, while sodomy was punished by public execution.) Originalists would argue we are still bound by that original understanding, and, maybe, that there are more specific principles of historical interpretation to use.

But here’s another theory. One could argue that, while we must start from the text and acknowledge that the historical context is not irrelevant, our aim is to build a unified theory of “pardon power.” What is a pardon’s purpose? How does a pardon achieve its goal? Pardon power was not created to allow presidents to evade responsibility for wrong-doing, and so self-pardons that serve no other purpose should not be permitted.

What if the president is the victim of a weaponized justice system? Even so, another feature of law that should influence our theory of pardon power is that no one should be the judge of their own case. We shouldn’t allow the president to have the last word on whether or not they have committed, or should be excused from, crimes for which they have been duly convicted.

This is called the liberal, or constructive, theory of law; though it’s closer to natural law theory than to “liberalism” in the way that it is used on Fox or CNN. The idea is that the law and the Constitution rely on notions like equality, liberty, and rights, and that there is no letter of the law, nor historical substitute, for spelling out their precise content.

Consider the Ninth Amendment. Madison, who wrote the Constitution, initially opposed adding the Bill of Rights to the Constitution, and only agreed if this addition was included: “The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.” Liberals would argue that since unenumerated rights are, you know, not enumerated, there is no straightforward way to interpret what those rights might be without developing an accompanying theory of what rights people should have and what entitlements they deserve. Just for context, the unenumerated right most debated these days is the right for people to make private family and sexual choices without government interference. Is this an essential part of liberty properly understood, or are liberals using the Constitution to impose their own contentious view on others? (Ironically, the view liberals are trying to impose is the view that others should not impose their particular views on others.)

Originalists and textualists, however, claim that the liberal approach is too indeterminate and that we can’t fairly interpret the Constitution by simply using our private understandings of pardons and their purpose. But it looks, at least based on this brief survey, as if presidential self-pardons are inconsistent with most theories of law – except perhaps the strictest kind of textualism. Still, let’s hope we don’t have to find out what the courts think of the constitutionality of a presidential self-pardon.

The Ethics of Pardoning

photograph of Trump pardoning Thanksgiving turkey

Back in October, I read the single greatest news article that I have ever read. It had everything you could want in a story: courage, a murderer turned hero, a thwarted terrorist attack, the London Bridge, a narwhal tusk, and a royal pardon. If you have not already read the article, you absolutely should; each paragraph is better than the one before.

But the story is not only a thrilling and satisfying narrative, it also provides us an excuse to talk about the ethics of pardons. This is a good thing, because I expect that, as happened in previous presidential administrations, we will see a flurry of presidential pardons before president-elect Biden is sworn in. It is always a good idea to think carefully through your principles before there is some controversy where you need to apply them. Otherwise it is far too easy to shift into principles that end up siding with your political tribe after a controversy arises.

Black’s Law Dictionary defines a pardon as “the act or an instance of officially nullifying punishment or other legal consequences of a crime.” In the United States, the power to pardon is possessed by the executive. The president can pardon federal crimes, while governors can pardon state crimes.

When we look at the ethics of pardoning, there are two types of questions we might ask. We might wonder about how extensive the power to pardon should be. These are questions framers ask when structuring a constitutional system. An example question is whether the president should be empowered to pardon him or herself? We might also wonder whether any given pardon is a good idea. These are questions that the executive branch asks before issuing a pardon. An example question is whether President Ford should have pardoned President Nixon. Note that these two questions come apart. Just as I can simultaneously think it is a really bad idea to own a gun and also think people have extensive rights to own guns if they choose to, so I can think that most pardons are a bad idea and yet also think the president should have broad power to pardon.

There are fascinating questions about how extensive the presidential power to pardon should be. But here I want to look at the second set of questions. Suppose that the president is empowered to pardon someone, when is it appropriate to exercise that power?

One context where pardoning might make sense is when the president believes a criminal trial was unjust, either in process or outcome. A recent example of this is President Trump’s posthumous pardoning of the Boxer Jack Johnson. While there are many checks internal to the judiciary, the presidential pardon is probably the largest external check on incorrect judicial decisions.

Another context where pardoning seems justified is where the judicial branch properly applies the law, but where peculiar circumstances make the application of the law unjust. This is the justification for the presidential pardon given by Alexander Hamilton in the Federalist Paper No. 74. Alexander Hamilton explains the power to pardon is important because criminal codes have a “necessary severity” and so “without an easy access to exceptions in favor of unfortunate guilt” justice would often end up too “cruel.”

Of course, neither of those two justifications are operative in this narwhal story. According to the NYTimes, in the U.K. “pardons for early release are generally recommended by officials in exceptional situations, such as if a prisoner risks his safety to prevent death or serious injury to another.” Here, the idea is that pardons might be a way to recognize something particularly remarkable about an individual.

And indeed, many pardons do seem to track something about the individual. For example, it is not uncommon that famous people are much more likely to receive pardons for crimes. This may in part be in recognition of their accomplishments, but it is also simply a consequence of being much more likely to be brought to executive attention.

This brings us to one of the biggest worries about the use of pardons, namely that they are idiosyncratic and thus seem in tension with a commitment to equal treatment under the law. Suppose I am also in jail in the U.K. for murder. It could be that I, like Steven Gallant, turned my life around, am close with my child, and act as a role model and mentor. However, none of that will be enough to secure a pardon, I also need to have the opportunity to do something heroic. Opportunities for heroism, however, are not evenly distributed throughout society. And thus some people will have access to pardons that others do not, merely as a matter of luck.

Indeed, this worry about the idiosyncratic nature of pardons applies even to pardons designed to act as a check on the judiciary. This issue is examined in detail in The West Wing episode “Take This Sabbath Day.” President Bartlet faces the question of whether to commute the sentence of a man soon to be executed. President Bartlet, who is Catholic, believes the use of the death penalty is unjust. However, he also worries about punishment for a crime changing based on the beliefs of whoever happens to be president. Toward the end of the episode he expresses his frustration:

“I commute this guy, for no particular reason other than I don’t like the death penalty . . . And the next president sees it in a different way. . . .  We cannot execute some people and not execute others depending on the mood of the Oval Office. It’s cruel and unusual.”

So what should we think about this worry concerning equal justice?

It is actually a tricky legal principle. Is it unjust to give a good thing to one person, if you cannot also give the same good thing to others who are equally deserving? Obviously, certain motivations for giving the good thing only to some people are unjust. For example, if you pardon one person and not the other because the one person is famous, then you are doing something wrong. But what if you would be willing to pardon anyone in that situation, you just know you will only hear about famous people. Then is it still unjust to pardon the famous? This question has important parallels. It would be unjust if I chose to only give money to white beggars and not to black beggars. But would it be unjust if I gave money to every beggar I see, I just also happen to live in a part of town where almost all the beggars I see are white?

It seems plausible that in the interpersonal case, one does not need to be too concerned about the unequal application of personal charity. However, it also seems plausible that in cases of criminal law, we have special reason to maintain not just justice before the law, but also the equality of all persons. It matters, if for no other reason that it not look as though the rich and famous get access to extra opportunities to avoid punishment.

If you think that it is important that everyone have an equal chance before the law, then the use of the power to pardon should be extraordinarily rare. If, instead, giving a good thing to someone is still good, even if you can’t also give it to another, then probably the presidential pardon is an underutilized tool.

The Pardon of Alice Marie Johnson

photograph of Alice Johnson being granted clemency at State of the Union in 2018

The 2020 Republican Convention featured dozens of predictable guest speakers, many of whom have been President Trump’s closest allies and defenders. However, a speaker that came as a shock to many was criminal justice advocate Alice Marie Johnson. Johnson, who had her sentence commuted by Trump in 2018, spoke about how President Trump had impacted her life through his compassion. Politico, reporting on her speech, referred to Johnson as being “propped up” by the Trump administration. Many on Twitter criticized Politico’s characterization of Johnson as racist and demeaning toward Johnson as a Black woman.

What should we make of Alice Johnson’s show of support for Trump at the RNC?  And how should we interpret President Trump’s pardoning of Johnson immediately following the convention?

In 1996, Alice Johnson was convicted and sentenced to life in prison for attempted possession of drugs and money laundering. Johnson was a first-time non-violent offender, and many considered her sentencing to be not only harsh, but fundamentally unjust. Under all three of the most common theories of punishment: deterrence, retribution, and restorative, Johnson’s sentencing is clearly immoral. A fundamental principle of retributive justice is that punishment be proportional to the crime. While deterrence seeks to use punishment to discourage recidivism, the charges brought against Johnson and the sentencing that followed were so harsh that there was no true due notice by which she could have been deterred and since she was sentenced to life in prison, she had no opportunity for which to be deterred. Lastly, Johnson’s sentencing is clearly unethical under a restorative justice model since it gave Johnson no opportunity for rehabilitation, to restore the harm that had been caused, or to change her impact on society after release.

While criminal justice reform non-profit CAN-DO had been advocating for Johnson since 2014, the case caught national attention when celebrity Kim Kardashian West became involved in the project to grant Johnson clemency in 2018. In a widely reported meeting at the White House, Kardashian West urged Donald Trump to commute Johnson’s sentence. Merely one week after this meeting, Trump announced he would be commuting Johnson’s sentence effective immediately. On June 6 2018, Johnson was released from prison and reunited with her family. Johnson’s case has been cited as an example of the racial inequity of the criminal justice system toward Black people. Since her release, Johnson has become an outspoken advocate for criminal justice relief and touts a host of academic and cultural accolades.

Johnson’s appearance at the RNC is not her first time publicly associating with conservatives. On March 1, 2020 she appeared as a guest speaker at the American Conservative Union. During her talk, she endorsed “Right on Crime” an organization which calls itself “The Conservative Approach to Criminal Justice.” Right on Crime’s mission argues that “For too long…American conservatives have ceded the intellectual ground on criminal justice.” Right on Crime proposes reforms highlighting values such as public safety, right-size government, fiscal discipline, victim support, personal responsibility, government accountability, family preservation, and free enterprise. Despite her endorsement of the conservative approach to criminal justice, Johnson has also expressed support for more liberal approaches to criminal justice reform, such as ending mandatory sentencing, promoting prisoner education, and abolishing cash bail.

Johnson’s decision to deliver a speech at the RNC and vocalize her support for Donald Trump is especially interesting given the increase in activism spurred by the murder of George Floyd earlier this year. Trump himself has refused to support the Black Lives Matter movement and has actively undermined and demonized many demonstrations over the past few months. He has consistently voiced his support for law enforcement officials during the ongoing protests and calls to defund the police in recent months. Back in July, he ordered National Guard troops to tear-gas protestors outside of the White House for a photo-op. Considering the fact that police reform is a large component of many criminal justice reform doctrines, it is strange that Alice Johnson is choosing to vocalize support for a president who has threatened that if reelected he will “restore law and order to our country.” Johnson’s decision to align herself with Trump might strike some as hypocritical and even dangerous — especially if her continued support is interpreted as proof that President Trump is not racist or is morally righteous in his approach to criminal justice. In an article in The Nation, Elie Mystal argued that “The Republican National Convention has been all about using Black people to convince white people it’s OK to vote for a bigot.” Johnson was one of several black speakers at the RNC, many of whom at least partially undermined the characterization of Donald Trump as racist. In addition to Black speakers, the convention featured a naturalization ceremony for five new American citizens, none of whom knew that footage of them would appear during the convention. This ceremony has also been heralded as ironic considering Trump’s vast record on anti-immigration stances and policies.

On the other hand, Johnson’s decision to speak at the RNC could be either out of a perceived personal obligation to the president or in an attempt to ‘reach across the aisle’ and generate more support for criminal justice reform. President Trump quite literally changed Johnson’s life when he commuted her life sentence. Even consistent critics of Trump, heralded his decision as compassionate and progressive. But some have suggested that Johnson might feel a personal obligation toward Trump, influencing her decision to accept an invitation to speak at the RNC. Others might argue that commuting her sentence was not an act of kindness, but rather morally obligatory, considering how the stark injustice of her sentencing, discussed above. Therefore, Johnson does not owe anything to Trump and is under no obligation to support him.

Johnson has also been very vocal about her desire to make criminal justice an apolitical issue. Perhaps her decision to support President Trump is to appeal to Republicans and potentially inspire them to advocate for social justice reform. During her speech, Johnson declared, “there are thousands of people just like me, who deserve the opportunity to just come home.” She also referenced the First Step Act, signed into law by Trump in 2018. Johnson indicated that this was important, but that is only a stepping stone. If Johnson’s speech at the RNC encouraged even a few Republicans to reconsider their views on the criminal justice system, it is arguably ethically justified. Additionally, some criticisms of Johnson’s speech are clearly unethical. Politico’s aforementioned characterization of Johnson as a “prop” disacknowledges her as an individual with political and moral agency. It might also imply that she is only speaking in support of Trump’s administration for selfish or opportunistic reasons. This type of objectification and suspicion of Black women has a very long history and is unfortunately still quite common in American culture and politics.

While Trump’s pardon of Johnson seems morally justified from multiple viewpoints, his timing raises troubling questions about his motive. Why not officially pardon Johnson when he commuted her sentence? Considering the fact that Trump was recently impeached for attempting to partake in “quid pro quo” behavior, it would not be irrational to interpret his pardoning of Johnson as a way of rewarding her for supporting him at the convention. The case for this interpretation becomes stronger when one considers Trump’s history of pardoning his political allies. Though some might argue that there is nothing inherently wrong with quid pro quo politics, the president’s record of such behavior is not of making deals with peers, but rather, bullying those who he holds power over into submission. It’s arguable that this type of strong-arming is more characteristic of a tyrant than of a democratic leader.

Despite speaking in support of Trump during the RNC, Johnson refused to use the word “endorse” when speaking about her support for him as president. The day after she was pardoned, Johnson refused to officially endorse Donald Trump, while admitting that she supports Donald Trump as a president and hopes to work with him more in the future on criminal justice reform. What we should make of Johnson’s support is not an easy question to answer, but Donald Trump’s decision to pardon Johnson immediately after her show of support adds to a troubling pattern of opportunistic exertion of presidential powers.

Bad Behavior During Political Primaries

photo of empty studio with debate podiums

The new presidential election cycle brings with it both a sense of hope for the future and cause for frustration over bad behavior in an increasingly hostile political environment. As primary candidates emerge, it’s worth pausing for reflection on what appropriate behavior during the primary season and beyond looks like.

This may be interpreted as a pragmatic question. If we understand it in this way, the question amounts to something like: how should members of a political party behave if they want their party’s candidate to ultimately win the general election? Notice that this is not necessarily a moral question. It may turn out to be the case that the best way to get a candidate elected is to behave as morally as possible, but recent elections don’t lend a lot of support for that view. It may turn out that playing fast and loose with facts and spreading misleading or outright false information on the internet is useful for getting a candidate elected, but such behavior is likely unethical. On the other hand, some argue that what really matters at the end of the day are the consequences of the election. According to this view, the ends justify the means. Though there may be something to the view that consequences matter most, one significant consequence of this kind of behavior worth taking into account is that it contributes to the decline in critical thinking skills of the population at large, and it diminishes the trust that we have for one another. This could potentially result in an irredeemably broken political system.

One of the most visible issues during the primary season is the way that voters treat candidates running against their preferred candidate choice. There is nothing wrong with passionately supporting a candidate; in fact, caring deeply about politics is, at least on its face, a virtue. Politics matter, and many political choices are moral choices—people suffer to a lesser or greater degree depending on what kinds of policies are implemented. It makes sense to support the candidate that you believe will maximize well-being. But what does this entail about how the other candidates in the field should be treated?

Now that so many of our behaviors and comments are recorded and easily accessed decades after the fact, there are many more considerations that can be brought to bear on the decision of which candidate to support. The past behavior of a potential candidate matters. We need to take a look at how a candidate has voted in the past, the ways in which that candidate reliably treats other people, and the virtues and vices that might be easily observable in their character. But we need to use good critical thinking practices when we make these judgments. First of all, we should make sure that we are employing consistent standards across the field of candidates. No person exhibits perfect behavior in every circumstance. It will always be possible to point to some bad decision making on the part of any candidate. Like offenses should be treated in similar ways. We should avoid treating behaviors as disqualifying in an opposing candidate that we wouldn’t treat as disqualifying in the case of our own preferred candidate. It’s also important to recognize that some bad behavior is worse than others and we need reasons beyond our political preferences for treating a particular instance of bad behavior as disqualifying.  
A further question worth considering is the standard to which it is appropriate to hold candidates for political office. We often treat our family and close friends with empathy and compassion. We recognize that people grow and evolve and make mistakes in the process. As a result, we are frequently willing to forgive those to whom we are close. How much forgiveness should we be willing to offer candidates for office if they express contrition for past bad behaviors?

We also need to resolve the question of how to react to various changes both in people and in political, social, and ethical climates. There is some language that it is arguably inappropriate to use in any context, but it is also important to recognize that language is dynamic and changes over time. Should we judge comments made by candidates according to the social standards of the current environment, or should we view them in the context of the environment in which they were expressed?  

The same considerations apply to a political candidate’s voting record if they have previously served as a legislator. This is a real challenge, because it is undeniable that bad legislation exists and we shouldn’t minimize that fact. On the other hand, very few people follow politics closely enough to be fully aware of the political context in which particular decisions are made, especially when those decisions are decades old. Hindsight is 20/20, and often the folly of past political decisions is weaponized. One proposal for the way we should look at a candidate’s record is in terms of what their reliable dispositions seem to be. If a candidate routinely, through the course of a career, makes decisions that, for example, put poor people at a disadvantage, then it is appropriate to conclude that the candidate in question is bad for poor people. It is unproductive to use isolated political decisions out of context to score points against a candidate we dislike.

There is a big picture to keep in mind. Some primary candidates maybe better than others, and it may turn out to be the case that a charismatic candidate wins over a candidate with more productive substantive policy proposals. If we want ideals that resemble our own to prevail because we think those ideals aren’t just political, but are, fundamentally, moral ideals it would be useful to have a theoretical framework in mind in advance for what kinds of behaviors count as disqualifying, and to treat candidates accordingly.

Was Obama Truly a Post-Racial President?

A photo of Barack Obama speaking behind a podium.

“There is not a liberal America and a conservative America—there is the United States of America. There is not a Black America and a White America and Latino America and Asian America… there’s the United States of America.” These words were pronounced by Barack Obama in the 2004 Democratic Convention. A relatively obscure politician at the time, this speech proved to be momentous, as it struck a chord with American voters, and four years later, Obama was the first African American president elected in U.S. history.

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On Lying When There is No Truth

A photo of a Pinocchio doll.

One of St. Augustine’s enduring gifts to ethics has been Just War Theory. “Thou shalt not kill” comes with an asterisk and a long explanatory footnote.  Augustine did not leave us a Just Lie Theory. “Thou shalt not bear false witness” is almost absolute.

Augustine wrote about lying because, of course, everyone does it. And not just about little things. Even Augustine’s co-religionists were saying anything they could to win converts to their side. This was bad. Lying about faith and salvation degraded and debased Truth, the foundation of Augustine’s spiritual values. Augustine worried that a person converted by a lie had never accepted the Truth, and so might not really be saved.

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Should Americans Hope for a President Pence?

A little over a month into Donald Trump’s presidency, chaos continues to swirl around even the most basic of the administration’s operations. High profile controversies – most notably, the emerging details about Trump surrogates’ contact with members of the Russian government during the campaign – continue to roil the nascent administration. From within, leaks to the press abound, painting a portrait of a chaotic White House even more defined by power struggles and botched policy rollouts than usual. And all the while, Trump continues to make inflammatory statements, most recently asserting without evidence that then-President Barack Obama ordered wiretapping of Trump Tower during the 2016 election.

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Health Transparency for Presidential Candidates

From Grover Cleveland’s secret oral surgery to First Lady Edith Wilson running the Executive Branch after her husband, Woodrow Wilson, suffered a stroke, the legacy of medical cover-ups among Presidents and candidates continues. This past weekend, Hillary Clinton left a 9/11 memorial early after feeling overheated and dizzy, as well as losing her balance. Clinton’s staff later released that Clinton had been diagnosed with pneumonia the previous Friday and ignored her doctor’s request of a five-day break from the campaign.

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